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Sun TzuA modern alternative to SparkNotes and CliffsNotes, SuperSummary offers high-quality Study Guides with detailed chapter summaries and analysis of major themes, characters, and more. For select classroom titles, we also provide Teaching Guides with discussion and quiz questions to prompt student engagement.
Summary
Chapter Summaries & Analyses
Key Figures
Themes
Index of Terms
Important Quotes
Essay Topics
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A good army barricades itself into an unassailable position and waits for the enemy to display a weakness that can be attacked. Public heroes win through difficulty, but wise generals plan carefully and win with ease. They do so by being impossible to defeat and then taking advantage of the enemy’s mistakes.
Clever commanders keep their armies largely hidden; then, when the moment is right, the army attacks with sudden, devastating ferocity. They prepare for this moment by carefully measuring the weather, counting up relative strengths, calculating the odds of winning, and, at the right moment, releasing their forces “like the bursting of pent-up waters into a chasm a thousand fathoms deep” (4.20).
Leading a large army is similar to leading a small force, except that the large one is divided up and organized with careful signaling.
Energy may be directed against an enemy in two basic ways: direct and indirect. Combinations of direct and indirect engagements are endless and can be arranged in infinite variety. Direct attacks pour strength against an enemy, while indirect attacks create the appearance of disorder, luring the enemy into situations where they can be defeated.
Capable generals divide their troops into different roles depending on their relative strengths, using power here and deceit there to create a total effect that fools the enemy and then routs it.
It’s important to arrive early to the field of battle and wait refreshed for the enemy, who will arrive tired. If the enemy is comfortable, the opponent harasses it; if well fed, supply lines are disrupted; if encamped, it can be forced to move. The smart army attacks the enemy’s weak spots and leaves no weaknesses for the opponent to attack.
Faced with a large army, the invader simply moves elsewhere and attacks a smaller one; this forces the large army to send regiments to aid their fellows, which splits the main force while the invader stays intact. The invader’s intentions must remain secret until the last moment, which also forces the defender to spread its forces out against attacks from anywhere.
When the enemy doesn’t know the time and place of the attack, its soldiers will become disorganized and confused. It’s vital to “Scheme so as to learn the enemy’s plans” (6.22). One way is to skirmish briefly at one point on the line and force the opponent to reveal its intentions; another is to send false signals or communiqués that goad the adversary into premature action.
After a victory, the invader must vary its tactics according to unfolding situations, both to keep its methods hidden and to take advantage of new opportunities. In all cases, it is best to be like water, flowing downhill along the path of least resistance.
In moving across land, the secret is to wear out the opponent. It is unwise to get caught up in a race to a valued resource, which exhausts troops and burns up supplies; it is much better to lead an opponent astray, take a short route to the goal, and force the adversary to do the long, hard marching.
When in enemy territory, local guides can provide vital information. The general should divide captured territory among the divisions so that they may share the bounty. An army remains coordinated if sounds and banners are used as signals.
It is a bad idea to attack soldiers in the morning when they’re fresh, but better to lay siege to an army in the evening when it’s tired. If the army suddenly retreats, this may be a trap; an army clearly routed, however, should be permitted an escape route, lest it fight so fiercely that it turns the tide.
The good general revises plans and tactics according to changes in the field, even to the point of disobeying the ruler. To escape difficult situations, the commander must always be ready to “seize the advantage” when an opportunity arises or face disaster (8.9).
Five character flaws can lead to tactical errors by military commanders. They are recklessness, bad temper, cowardice, touchiness, and worry—especially about one’s troops). Each can lead to defeat and the death of the leader in battle.
Where the first three chapters deal mainly with strategy, Chapters 4-8 deal with tactics. Tactics are the techniques used during maneuvering and battle; these must be adapted to situations as they change.
Chapter 6 discusses ways to split an enemy’s armies. An approach of this type was used in World War II during the Allied D-Day invasion of France. By seeming to prepare for landings in multiple places along the coast, the Allies forced the Germans to divide their defenses. The Allies then feinted a landing at one site but arrived in force at another. Hitler and his staff were caught off-guard. The Allies also broke the German signaling code and used it to send misleading communiqués about their intentions.
Over and over, Sun Tzu emphasizes the importance of an impregnable defense. It is difficult to move entire divisions with confidence if the move exposes the rest of the army to attack. The heralded military commander Napoleon was thwarted when a prize he sought, Lisbon the capital of Portugal, was turned into an unbreachable fortress. Before he became the Duke of Wellington after his final victory over Napoleon, English military commander Arthur Wellesley constructed a massive, miles-long wall of earthworks and forts that blocked the French Army from attacking Lisbon. Unapproachable by land and resupplied by ship, the Portuguese capital city remained aloof from the fighting. Meanwhile, the Portuguese people, retreating from the French invasion, burned their farms and left the attackers with no food, forcing the enemy to march for weeks through burned-out territory while slowly starving. From the ramparts, Wellesley’s forces stood by and watched as the French expeditionary force ran out of supplies and finally abandoned Portugal.
Warfare has a way of blowing up an army’s best-laid plans. This is why Sun Tzu constantly reminds the reader that improvisation and adaptation are the hallmarks of good leadership in battle.
US General Norman Schwarzkopf, who led the coalition that forcibly removed Iraqi invaders from Kuwait in 1991—a battle noted for its speed and efficiency—understood well the unstable nature of war and how it can force sudden changes upon the most carefully thought-out plans. He commented:
Analysts write about war as if it’s a ballet, like it’s choreographed ahead of time, and when the orchestra strikes up and starts playing, everyone goes out there and plays a set piece. It is choreographed, [but] what happens is, the orchestra starts playing and some son of a bitch climbs out of the orchestra pit with a bayonet and starts chasing you around the stage. And the choreography goes right out the window (Arkin, William M. “Will ‘Shock and Awe’ Be Sufficient?” Los Angeles Times, 16 March 2003, https://www.latimes.com/archives/la-xpm-2003-mar-16-op-arkin16-story.html.).
In his darkly humorous way, Schwarzkopf echoes Sun Tzu’s advice. Once planning is complete and the first shots are fired, the most important matter is to respond quickly and cleverly to sudden changes on the field of battle—changes that, without fail, will toss monkey wrenches into the most finely tuned war machines.
Weaponry has improved greatly over the centuries, but many argue that the basics of warfare haven’t changed since Sun Tzu’s era.
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