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57 pages 1 hour read

Lisa Feldman Barrett

How Emotions Are Made: The Secret Life of the Brain

Nonfiction | Book | Adult | Published in 2017

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Chapters 12-13Chapter Summaries & Analyses

Chapter 12 Summary: “Is a Growling Dog Angry?”

Using the lens of her constructed theory of emotion, Barrett questions whether animals have the three necessary ingredients to experience emotions: interoception, emotion concepts, and social reality. The author focuses on primate species since they’re most closely related to people. Like humans, all animals must manage their body budgets and therefore require an interoceptive network. In macaques, a kind of monkey, the interoceptive network is similar to that in the human brain. Macaques have also been shown to experience affect, as their nervous systems respond differently to positive and negative stimuli. Barrett argues that if macaques feel affect, then other primates would too, given their similarities. However, she’s unsure how other mammals function emotionally. She claims that they must “feel pleasure and pain, as well as alertness and fatigue” (255). Barrett notes that studying animal brains is challenging because some of their brain regions are similar to those in human brains but serve different purposes. The author argues that the most ethical approach is to assume that all animals can experience affect and some degree of emotionality. Humans have an unusually large “affective niche,” or the amount of things that can possibly influence your body budget and emotions. Even macaques don’t interact as much as people do and therefore don’t influence each other’s body budgets as much.

Experiencing emotion requires the ability to learn concepts. Barrett cites numerous studies that show that a variety of animals recognize different concepts naturally or through training, from letters and numbers to other animal faces. The author notes that scientists consider mental concepts solely the domain of humans, despite studies that attempted to train primates to engage with them. Barrett acknowledges that bonobos, a species of primate closely related to humans, seem to value socialization and communication more than other apes such as chimps and gorillas. While chimps have been the subjects of numerous studies, no one has found evidence that they can interpret a situation from different points of view, imagine an abstract future, or spontaneously use the words they know. And while chimps can certainly learn practices through observation, such as opening nuts with rocks or picking out termites with sticks, they don’t transmit social reality from generation to generation as humans do. As such, Barrett calls social reality a “human superpower.”

The author then shifts her focus to dogs, questioning whether they can form emotion concepts and social reality. Barrett argues that by selectively breeding dogs for so many thousands of years, humans have helped to create “a certain kind of dog nervous system” (264) that is more in tune with the human body budget. Dogs can be trained to identify visual and olfactory concepts, as many studies have shown, and may be able to infer human and dog intentions by focusing on gaze and body language. Barrett notes that she’s a “skeptic” about dogs being able to create emotion concepts but thinks it’s “remarkable just how much dogs and other animals can accomplish through affect alone” (267). Barrett recaps her passage by confirming that animals experience interoception, with which they regulate their body budgets. In addition, they have affect, can learn action concepts, and sometimes even acquire some words. However, they’re likely unable to make categories or create and teach specific concepts. They can, of course, recognize basic experiences like pain or pleasure, since they do have affect, and can also grieve the passing of canine or human companions, revealing a deep investment in their social community.

Barrett addresses the studies that claim to have identified emotions in various animals. She explains that by practicing “fear learning,” a process whereby animals associate an electric shock with a certain noise, scientists have learned that animals may experience a raised heart rate and other physical symptoms in response to the sound alone, revealing their ability to create a strong association. Barrett explains that “fear learning” is a kind of Pavlovian response that has its own “industry” of studies, including those on mental illness and drug development.

Barrett argues that these studies are hampered by the “mental inference fallacy” (272), which causes scientists to misinterpret a behavior (e.g., freezing in response to a sound) with a complex emotion (fear). The author explains that this kind of subconscious inference is how the human brain is wired. Barrett laments that by making a physical action, like freezing in place, synonymous with a mental state, psychologists have “sown confusion for decades” (273) about the nature of emotion and normalized this study approach. The author credits scientist Joseph E. LeDoux, a former proponent of fear learning, with realizing that the brain circuits in the rats that he was studying were in fact survival-driven circuits that managed freezing behavior and not the emotion fear. Barrett explains that mental inference toward animals isn’t all bad, as it can help generate empathy toward them, but it shouldn’t influence scientific work. Furthermore, she argues that we should focus on understanding animal brains “for their own sake, not as inferior human minds” (276). The author concludes the chapter by reiterating that while animals certainly have affect, emotion seems an entirely human phenomenon.

Chapter 13 Summary: “From Brain to Mind: The New Frontier”

Barrett calls the brain a “master of deception” (278) and claims that, with a brain that is drawn to essentializing, it’s easy to create false theories of the mind. She reports that despite thousands of years of essentialist thinking, the study of the mind is now advancing with the help of new technology like brain imaging and wearable devices. She hopes she’s conveyed that many accepted theories in psychology should be reevaluated using new evidence on the brain and emotion. Emotions are the result of evolution and don’t reside in particular brain circuits but in socially constructed concepts that we learned from our families and culture.

Barrett argues again that “the human brain evolved, in the concept of human cultures, to create more than one kind of mind” (280). This is demonstrated in the myriad significant cultural differences and worldviews throughout humanity. She raises the question of how physically similar brains could possibly become wired so differently. When viewed in precise detail, such as the brain’s exact grooves, connections in brain networks, and microwiring between neurons, each human brain is physically unique. Even across a person’s lifespan, the brain changes in response to experience and the aging process. Even from one minute to the next, our neurotransmitters help our neurons create certain patterns. The brain’s variation, degeneracy, microwiring, multipurpose circuitry, and neurotransmitters have created a truly complex system of multifunctional parts and connections that is significantly more complicated than the brain that the classical view of emotion describes. Barrett argues that if the brain really consisted of “independent blobs with distinct functions” (282), it would be a simple system.

The author contends that all human brains have three components in common: affective realism, concepts, and social reality. While affective realism can make perceptions harden into rigid opinions, we can resist becoming close-minded by staying curious about the world and others. Our brains develop concepts because we’re wired to do so, but Barrett reiterates that the brain doesn’t predetermine the exact concepts one creates. Social reality allows one to exercise agency in the world and society—and to be influenced by others and one’s environment as well. Barrett argues that social reality serves us only if we’re aware that we’re creating it and don’t “misconstrue the social for the physical” (287).

The author emphasizes that the brain doesn’t accurately perceive every part of the world but instead has evolved to try to make and confirm predictions. As such, the brain can create more than one explanation for sensory stimuli. Humans are wired to make social reality a physical reality in our brains. For example, a child in poverty who lives with stress and poor nutrition is more likely to have compromised brain development and struggle with learning. This, in turn, raises her chances of continuing to live in poverty as an adult; her social reality becomes her physical reality by influencing her brain health.

The author notes that just as the constructionist view may overtake the essentialist view, scientists will discover even more about brain function and add nuance to her ideas. Current research is probing the importance of glial cells in the brain and microbes in the gut that influence brain health. Barrett hopes that in the future scientists will stop perpetuating essentialist studies about “brain blobs for emotions in people or rats or fruit flies” (292). She encourages a wary stance toward such science and reiterates that the understanding of human emotion can have wide-ranging consequences for health care, legal systems, and more—and that societally, the constructionist view of emotion could create a “new reality.”

Chapters 12-13 Analysis

In these chapters, Barrett revisits the theme Emotion, Essentialism, and Bias by sharing her critical view of “fear learning,” which has been popularized in scientific studies. By deconstructing how fear learning studies work and the flawed assumptions that underpin their results, Barrett opens the neuroscience curtain to afford a closer look at how scientists design their studies and generate their claims. Barrett debunks these claims and the biases on which they’re founded:

Freezing is a behavior, whereas fear is a much more complex mental state. The scientists who believe they are studying fear learning are categorizing a freezing behavior as “fear” and the underlying circuit for freezing as a fear circuit […] I call this general scientific mistake the mental inference fallacy (271-72).

The author considers the mental inference fallacy a common problem that has corrupted numerous studies. She argues that many people view animals “through the lens of our own identity,” making it difficult to generate objective findings about their unique emotional states. In raising these points, Barrett encourages scientific literacy while demonstrating why she’s so skeptical of claims based on fear learning studies and why she doesn’t think they provide a compelling case against her theory of constructed emotion.

Barrett supports her argument about animals’ lack of emotion concepts by referencing numerous studies. This data supports her claim that while nonhuman animals can certainly feel “affect,” no strong evidence shows that they can create emotion concepts. In shaping this argument, Barrett revisits the theme The Role of Language in Forming Emotion Concepts. She cites the famous psychology study on Coco the gorilla in the 1970s, which showed that great apes can certainly learn many sign language words and use them to obtain treats but didn’t demonstrate an ability to acquire complex concepts with words and apply them spontaneously. Without a clear reward, Barrett notes, apes don’t acquire and use words, and language isn’t a part of their “affective niche.”

Expanding on the theme Predictive Thinking and Emotion, she notes that one reasons animals don’t have emotion concepts is that they lack the ability for predictive thinking that humans have. She cites the case of macaques:

[Their] interoceptive network is less developed than a human’s, particularly the circuitry that helps control prediction error. This means that a macaque is not as nimble in directing attention to stuff in the world based on past experience (257).

By carefully considering the evidence for emotion concepts in intelligent creatures like gorillas, chimps, bonobos, and dogs, Barrett adds impact to her conclusion that social reality and the emotions concepts are a uniquely “human superpower.”

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