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44 pages 1 hour read

Daniel Ziblatt, Steven Levitsky

How Democracies Die

Nonfiction | Book | Adult | Published in 2018

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Chapters 7-9Chapter Summaries & Analyses

Chapter 7 Summary: “The Unraveling”

In 2016 the United States experienced a clear instance of norm-breaking, when Senate Republicans refused to consider President Barack Obama’s nominee for the Supreme Court. While that move was “a radical departure from historical precedent,” the roots of that action extend further back than 2016 (146).

To explore the origins of the assault on democratic norms, Levitsky and Ziblatt go back to the 1970s, when a Republican congressman named Newt Gingrich encouraged other Republicans to reject norms of civility and bipartisan cooperation in favor of a more aggressive approach to politics. This approach was soon formalized through training tapes made by Gingrich and disseminated through the party. In this way Gingrich capitalized on a wave of polarization and dissatisfaction in the Republican base, transforming American politics in the process. Part of this process was to undermine the norms of mutual toleration, by casting Democrats as unpatriotic and sick, and of institutional forbearance, by normalizing a pattern of behavior whereby House Republicans refused to compromise with Democrats, even if it meant shutting down the government.

This “politics as warfare” intensified in the 2008 presidential election, when Republican politicians adopted this language to refer to Barack Obama before and after his victory. As the authors note, these attacks were different from previous instances of intolerance, in that they were widely accepted by both Republican voters and leading Republicans officials. This decline in mutual toleration led to a degradation of institutional forbearance during Obama’s presidency by both parties, as Republicans used filibusters and other tools to block legislation and judicial appointments, and President Obama used executive orders to act when Congress blocked him.

This breakdown in norms reflects a growing polarization of the American population. The authors observe that “being a Democrat or a Republican has become not just a partisan affiliation but an identity” (168). This was not always the case; before the 1960s, parties were more heterogeneous, which allowed them to find points of agreement. This ended with the Civil Rights and Voting Rights Acts. Democrats and Republicans became ideologically uniform within their parties and polarized from one another. Meanwhile, increasing immigration over the latter half of the 20th century, and the rise of Evangelical Christianity, meant that the parties were divided along racial and religious lines.

Levitsky and Ziblatt end the chapter by exploring why, given the fact that both Democrats and Republicans are polarized, Republicans are more likely to break norms. Part of the answer comes from the way right-wing media and conservative interest groups encourage Republican politicians to take more extreme positions. The Republican base—namely, white Protestant voters—has grown more anxious about its status as its share of the population shrinks, fueling a more aggressive political style. All of this, the authors say, has led to a situation where democratic norms were weaker than ever in 2016—and then Donald Trump stepped into the fray.

Chapter 8 Summary: “Trump Against the Guardrails”

In Chapter 8 Levitsky and Ziblatt explore how President Trump attempted to deploy strategies that have been used by other autocratic leaders. The first of these—“capturing the referees”—was on display shortly after Trump’s inauguration, when he sought guarantees of loyalty from the chiefs of US intelligence agencies and removed one, James Comey, when it became clear he could not be captured (177). By attacking intelligence agencies, as well as the courts and government watchdogs, Trump was drawing “from an authoritarian playbook” (180).

Second, Trump attempted to marginalize important players in the democratic system, including the media. After his election, Trump labeled the media as the “enemy of the American people,” a term that, critics noted, mimicked one used by Stalin and Mao” (181). He threatened to change libel laws, as Ecuadorian President Rafael Correa did to silence journalists and media outlets, and to use regulatory agencies to attack media outlets that criticized him.

Finally—and perhaps most worryingly, the authors say—Trump advocated changing rules to disfavor political opponents. A clear example of this was the creation of the Presidential Advisory Commission on Election Integrity. The commission hopes to create stricter voter ID laws, which would disproportionately impact minority voters—who tend to vote Democrat—and skew elections in Republicans’ favor.

Despite these attempts at authoritarianism, American democracy withstood Trump’s first year in office. But as the examples of other countries show, the erosion of democracy can be a gradual process. Whether that will happen in the United States depends on several factors: first, whether governing parties, including Republicans, act to defend institutions, either by taking steps to contain Trump’s abuses of power or attempting to remove him from office; second, whether public opinion is favorable toward Trump; and finally, whether there’s a security crisis during the Trump presidency, which could lead to attacks on Trump’s political opponents and the curtailment of civil liberties.

Levitsky and Ziblatt note that this pattern of behavior is concerning because it desensitizes people to undemocratic behavior. Because Trump’s attacks on democratic norms are so consistent, particularly those published through Twitter, they are difficult to counter and therefore come to seem normal: “behavior that was once considered unthinkable in American politics is becoming thinkable” (203). Whether or not this leads to authoritarianism under Donald Trump, it makes democratic breakdown more likely.

Chapter 9 Summary: “Saving Democracy”

In the final chapter Levitsky and Ziblatt note that in the process of writing the book, they’ve realized that American democracy is not invulnerable, which could have global consequences. In recent decades, US foreign policy has been pro-democracy, but under Trump, the United States has stopped promoting democracy and no longer serves as a model for other nations, which could encourage authoritarianism worldwide.

When it comes to American democracy itself, the authors envisage three possible outcomes in the wake of Trump. The first is that Trump is either not re-elected or is forced to resign, prompting political change. In that scenario, the “Trump interlude would be taught in schools, recounted in films, and recited in historical works as an era of tragic mistakes where catastrophe was avoided and American democracy saved” (206). The second is that Trump and the Republican Party maintain control and use their position to cement future electoral majorities through measures like widespread deportation, purged voter rolls, and stricter voter ID laws. The third scenario, which the authors see as the most likely, is a future that is increasingly polarized, with mutual toleration and institutional forbearance continuing to decline.

Despite predominantly Republican violation of these norms, Levitsky and Ziblatt suggest the Democrats would be misguided to adopt similar tactics, since “such strategy often plays directly into the hands of authoritarians” (215). Drawing on the example of Venezuela, where opposition attacks on autocratic leaders weakened the opposition and justified autocratic methods, the authors argue a similar outcome could be possible if Democrats obstruct the Trump administration or remove him from office without bipartisan consensus.

Instead, the authors suggest that anti-Trump forces should build a broad coalition in support of democracy. By forging an alliance between individuals and groups who otherwise disagree on many issues, a prodemocratic coalition could reduce America’s partisan divides and encourage mutual toleration.

Meanwhile, political leaders who seek to counter polarization can do so in two ways: through elite cooperation and compromise, as took place between political rivals in Chile in the 1970s, eventually toppling dictator Augusto Pinochet from power, or through overcoming polarization, first through reform of the Republican Party, which has been pushed into more extreme positions by right-wing media and powerful outside interest groups.

Democrats also have a role to play, in appealing to more white, working-class voters, but this should not come at the expense of the inclusion and interests of ethnic minorities. Instead, Democrats should address the growing inequality that is fueling resentment and polarization by expanding social programs and making support, such as health care or family leave, more universal.

The authors close by noting that safeguarding democracy is the responsibility of the public as well as politicians. The norms that sustain democracy must be shared broadly throughout a multiethnic society—and in doing so, American democracy could correctly be called unique.

Chapters 7-9 Analysis

In the final chapters of How Democracies Die, Levitsky and Ziblatt explore how American democracy has begun to fail. They use examples from American political history to chart the unraveling of democratic norms as consequential to this dissolution.

While this breakdown has involved many actors, the authors highlight certain individuals who played particularly important roles in accelerating the process. In doing so, they both highlight the vulnerability of the system—in that it could be weakened by a minority of influential voices—and they provide further evidence for the narrative explored throughout the book: the threat posed by would-be autocrats.

One of these norm-breaking individuals was Newt Gingrich, who fostered a more combative style of politics in the Republican Party from the 1970s up to his tenure as Speaker of the House. In documenting Gingrich’s attacks on mutual toleration and institutional forbearance, Levitsky and Ziblatt show how important these norms are to democracy—since without them, the system quickly became dysfunctional—and demonstrate how quickly antinormative behavior can become normalized. Even after Gingrich’s time in the House ended, the style of politics he helped cultivate was on display throughout the presidency of George W. Bush, despite his election-night promise to unite bitterly divided political factions. Instead, Democrats violated norms by blocking Bush’s judicial nominees, either rejecting them or using filibusters to impede nominations, while in turn, Republicans abandoned their normative role of presidential oversight to protect their president. The exploration of this history helps situate Donald Trump’s behavior on a continuum of norm-violation, which explains both how Trump’s rhetoric is unprecedented and how a decades-long shift away from democracy’s unwritten rules made it possible. As the authors conclude, “For the first time in many decades, top Republican figures—including one who would soon be president—had overtly abandoned norms of mutual toleration, goaded by a fringe that was no longer fringe” (162).

Having discussed how past instances of norm-breaking made the Trump presidency possible, the authors examine the threat Trump poses to the future of American democracy. The most likely scenario for a post-Trump America is one in which democratic norms are even weaker, they say, citing behaviors such as Trump’s appointment of his daughter and son-in-law to White House staff positions, which violates norms around nepotism despite being legal; his refusal to divest himself of his business holdings (instead, having his sons take control); and his repeated falsehoods. These behaviors have broken down democratic norms even without violating any laws. This illustrates the theme of democratic erosion happening gradually; as behaviors that were once seen as unacceptable become normalized, democracy slips further away. Following Trump, America will be more vulnerable to autocracy, even if the apparent institutions of democracy, such as elections, continue. As a visceral example of this, the authors examine North Carolina, where Republicans at one point assumed control of all three branches of government despite a high proportion of Democratic voters, using tactics such as gerrymandering and strict voter ID laws (some of which were later reversed by the courts). The use of a contemporary example brings this idea to life and underscores the proximity of the threat, since elements of what Levitsky and Ziblatt are warning against are already occurring in the United States.

In this final section of the book, Levitsky and Ziblatt further develop an important theme: that the functioning of American democracy has hinged on exclusion of racial minorities. As they highlight in these chapters, having facilitated America’s democratic past, this contradictory tension poses a threat to American democracy’s future. This is in part because of demographic changes in the United States; as the proportion of the overall population that is white has shrunk—and concentrated in the Republican Party—those on the right have come to see their rivals as an existential threat, undermining the norm of mutual toleration and fueling political polarization. The authors note that Democrats should not seek to overcome this by replicating it, by ignoring the concerns of African Americans and other minorities within their own party while focusing on white, working-class voters. Instead, they suggest ensuring that American democracy lives up to the perception of being exceptional by building a system that embraces a multiethnic coalition rather than suppressing parts of it.

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