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43 pages 1 hour read

J. G. Ballard

Empire of the Sun

Fiction | Novel | Adult | Published in 1984

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Part 1, Chapters 11-19Chapter Summaries & Analyses

Chapter 11 Summary: “Frank and Basie”

Once in the hidden cabin Jim meets another, older American sailor named Basie and learns that the one he first met is Frank. Basie is more friendly toward Jim than Frank but asks him lots of questions and examines his teeth. Following this, Basie gives Jim some of the rice and fish stew he has been making. Asked about his parents, Jim lies and says that they are on the Idzumo. Frank is shocked by this, but Basie realises that Jim is lying. After falling asleep and waking up, Frank tells Jim that Basie is continually looking for gold teeth to sell on the local Chinese markets. Despite his misgivings, Jim decides that staying with the sailors offers his best chance of being reunited with his parents.

Chapter 12 Summary: “Dance Music”

Each of the following afternoons, Jim goes with Frank and Basie in their truck to the Chinese markets in the nearby area of Hongkew to haggle for food in exchange for cigarettes. Jim also realizes that Basie is trying to sell Jim to the Chinese street vendors, “like one of the chickens which the Chinese women carried beside them on the seats of trams” (80). However, no one is interested in buying him. In the evening, Jim tricks Frank and Basie into visiting his house in Amherst Avenue by telling them about the luxurious life he lived there, and all the potentially expensive items they could steal. Once there, though, as Jim had planned, they encounter off-duty Japanese soldiers who arrest them.

Chapter 13 Summary: “The Open-Air Cinema”

Following his arrest by the soldiers, Jim is held for a week in Shanghai Central Prison. He is placed in a “damp dormitory cell which he shared with a hundred Eurasian and British prisoners” (86). He is then transferred to a makeshift detention centre at what used to be Shanghai’s open-air cinema. Jim has a fever and realizes that the other 30 people held there are either ill or injured. He also sees that some of the other detainees are cheating out of his fair share of the rice-gruel they are given. This leads him to steal some of the ration of an old man. When a new group of prisoners arrive, Jim notices that a heavily bandaged sailor is Basie.

Chapter 14 Summary: “American Aircraft”

For three weeks, Jim helps the incapacitated Basie, fanning him and bringing him his rations. On the advice of Basie, Jim ingratiates himself with the woman in charge of cooking the food, Mrs Blackburn, by helping her chop the firewood and lighting the stove. In return, “Jim was rewarded with his first fair ration” (92). Jim and Basie also take the mess tins of dead or dying prisoners to get extra rations and keep themselves alive.

Chapter 15 Summary: “On their Way to the Camps”

A truck arrives at the detention center with new prisoners. As a result, some of the existing detainees will be taken from the center to the prison camps. Jim hopes to be transferred so that he can find his parents; he believes they are in one of the camps. At first, Jim is not chosen to be transferred. However, when it becomes clear that the truck driver does not know the way to Woosung, his intended destination, Jim is able to get on the truck by indicating that he knows how to get there.

Chapter 16 Summary: “The Water Ration”

On their way to Woosung, the driver appears to be lost. Jim prevents the driver from heading back to the detention center by pointing to the train station which is close to Woosung. The driver then stops by the station and eats with some other Japanese soldiers there. Jim helps the Japanese build their fire for cooking and then approaches them to ask for water after they have eaten. In return, he is rewarded with a coke bottle full of water. The other prisoners expect Jim to share this, but he drinks it all for himself before a further ration of water is distributed.

Chapter 17 Summary: “A Landscape of Airfields”

After driving past various Japanese-controlled airfields, Jim and the rest of the party arrive outside the camp at Woosung. Jim is given responsibility for the food of the prisoners—nine sweet potatoes—by the Japanese sergeant there. Capitalizing on the opportunity, Jim secures the biggest potato for himself. He falls asleep looking at the stars, although “he was forced to admit that he could recognize none of the constellations” (117). Instead, the Japanese aircraft, despite their movement, represented the skies as its “only fixed points, a second zodiac above the broken land” (117).

Chapter 18 Summary: “Vagrants”

The party moves on from Woosung to a new camp, with the rest of the prisoners on the truck floor sick and dying. The doctor that Jim has been speaking to, for example, has an infected wound on his face which has spread to his jaw, nose, and eye. When they arrive at the new camp, the leader of the British prisoners there does not want to admit Jim and the other detainees on the truck because of their diseased and destitute state. As such, they must move on yet again.

Chapter 19 Summary: “The Runway”

On their way to a new camp, the party heads past various abandoned battlefields and to Lunghua Airfield, five miles south of Shanghai. There, along with emaciated Chinese soldiers, they are forced to help build a runway from the surrounding stones. Watching the Chinese men being worked literally to death causes Jim to start having an emotional breakdown, as he realizes that this too will be his fate. This sense of despair at his reality is summed up when Jim, as the narrator says, “hoped that his parents were safe and dead” (130).

Part 1, Chapters 11-19 Analysis

When Jim meets Frank and Basie, his response is surprising. One would think that, after weeks on his own surrounded by a hostile army, Jim would be relieved to see men who are on the same “side”. Aside from human company, they might be able to protect him, and they share a common plight of surviving in what is now enemy territory. However, Jim’s reaction is the opposite. Rather, he feels trepidation and fear when confronted by them; it even occurs to him “that these two American sailors might want to eat him” (75). He regards the Americans with suspicion, correctly intuiting that they want to manipulate and exploit, rather than help him. Survival for them, Jim realizes, is not based in solidarity or mutual support, but in obsessive protection of self-interest and the use of others.

The first evidence of this can be seen between Basie and Frank themselves. Basie gives food to Jim before Frank, then plays with a second helping of rice under Frank’s nose. As Jim observes, “Basie liked to control the young sailor and was using Jim to unsettle him” (76). Basie exploits the presence of Jim and their limited access to food as a means of reasserting his dominance over Frank. Basie also attempts to keep Jim under his sway. In addition to controlling access to food, he subjects Jim “to the same patter and parlour tricks with which he had amused the young children of his passengers” (79) while working on a cruise ship. Basie uses charm and tricks to distract and seduce others so that he can get what he wants from them. He engages Jim in friendly and reassuring chatter to disarm him while surreptitiously checking his teeth for gold. Basie uses his charisma to make Jim pliant while repeatedly trying to sell him as a slave to one of the Chinese street vendors.

Depressingly, Jim learns from Basie. He quickly understands that he can manipulate others. Jim does this first with Frank and Basie by “telling them about the fine houses filled with billiard tables, whisky and liqueur chocolates” (82), to lure them into his Amherst Avenue house and the hands of the Japanese. Jim adroitly exploits Basie and Frank’s greed and curiosity about middle-class life to get what he wants. Yet he also continues this behavior once in the detention center. Under the tutelage of Basie, who ends up in the same center, Jim learns that “if you can find a way of helping people you’ll live off the interest” (93). In other words, a person should help others not because it is the right thing to do, or out of empathy, but because they will reap a greater reward further down the line. This implies that one should not waste time helping those who cannot deliver some tangible benefit in exchange. This is why Jim helps Mrs. Blackburn, who has access to the food, but ignores the sick and starving British serviceman sleeping next to him. Basie’s surrogacy and the sinister lessons he imparts to Jim reflects the theme of Parental Absence During Wartime.

Jim’s descent into amorality does not stop there. Not content with being manipulative in his dealings with others, Jim also starts openly stealing from them. This begins when Jim goes to collect the rations of an elderly man who is tired after caring for his dying wife. As Jim says, “Once, without realizing it, he had found himself eating the watery gruel. Jim had felt uneasy and stared at his guilty hands” (89). This guilt does not last long, however. Instead, following Basie’s example, he starts to consciously steal the rations of those who are dead or dying.

Naturally, Jim has strong practical reasons for such behavior. As he points out, “their daily rations were not enough to keep them alive” (94). Inside the detention center and the camps eating only one’s fair share is equivalent to a slow death sentence. The brutal logic of the camps demands that one manipulates, lies, and steals to stay alive. Nevertheless, the speed of Jim’s acceptance of these values, is shocking. This reaches a nadir when he laughs along with the Japanese soldiers after taking all the water ration for himself. It is also symbolized by Jim’s recognition that “his parents had rejected him” (125). Even if his parents are still alive Jim realizes that he is now irrevocably alienated from the world that he once inhabited.

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