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64 pages 2 hours read

Liu Cixin

Death's End

Fiction | Novel | Adult | Published in 2010

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Part 2Chapter Summaries & Analyses

Part 2, Chapter 1 Summary: “Deterrence Era, Year 12: Bronze Age”

In the years Cheng Xin hibernates, humanity builds a massive space fleet to protect itself from the Trisolarans. In the meantime, the Trisolarans send several strong-interaction material droplets to the Solar System—small unmanned spaceships that are almost indestructible. At first, the humans believe that the droplets are a gift of peace, the promise of shared technology. However, the droplets soon attack the new human space fleet, which cannot defend against them. In this Doomsday Battle, the droplets obliterate almost every ship, though two small groups of ships manage to flee into deep space.

Each escaping group of ships is soon reduced to one, Bronze Age and Blue Space, whose crews destroy the other ships, stealing their resources to better their chances of survival. Fourteen years later, Bronze Age decides to return to Earth.

Part 2, Chapter 2 Summary: “Excerpt from A Past Outside of Time: Nyctohylophobia”

Of the many Wallfacer plans, only Luo Ji’s is a success. At first, what he does is mystifying: He broadcasts the location of Star 187J3X1—a star unconnected to Earth or Trisolaris—to the universe. However, soon, that star’s system is destroyed when an object is launched into its sun at near light-speed.

Luo Ji has realized that the universe is like a dark forest, in which civilizations seek to destroy any others they discover to protect themselves and gain access to finite resources. The destroyed star is an example of a dark forest strike. After the Doomsday Battle, Luo Ji threatens to reveal the location of Trisolaris by broadcasting a similar message to the universe containing Trisolaris’s location. However, analysis of this message will also reveal Earth’s location, locking the two civilizations in stalemate of mutually assured destruction. The threat works; the Trisolaran Fleet changes course away from Earth.

All technological communication ceases for a short time until humanity is confident no one in the universe can hear them.

Part 2, Chapter 3 Summary: “Deterrence Era, Year 12: Bronze Age”

The crew of Bronze Age believes this silence is the result of the Trisolarans conquering Earth, until a message arrives explaining the new Dark Forest Deterrence. The command of the Bronze Age decides that as survivors, they are heroes and should return. When they get back to the Solar System, they are escorted by Gravity, a new ship with the capability of broadcasting Trisolaris’s location to the universe. However, when the ships dock, the crew of the Bronze Age is accused of crimes against humanity and arrested.

Part 2, Chapter 4 Summary: “Deterrence Era, Year 13: Trial”

The Bronze Age trial reveals that the crew descended into totalitarianism in only five minutes. According to crewmembers, the conditions of space and the belief that they would never return home influenced them to attack the other ships to harvest resources and ensure their own survival. Despite their assertions that the circumstances should exculpate their immoral actions, most of the crew is sentenced to prison. Gravity soon leaves with two now peaceful Trisolaran droplets to intercept Blue Space, which refuses to turn around after having been warned by Bronze Age what awaits them.

Part 2, Chapter 5 Summary: “Deterrence Era, Year 61: The Swordholder”

Cheng Xin wakes from hibernation. Her star, DX3906, has been discovered to have planets. The UN wants to buy it from her, but she won’t give up Yun Tianming’s gift. Instead, she gives them the planets and sells them the star’s energy while retaining ownership of the star itself. With the profits of the sale, Cheng Xin forms the company Halo Group. AA, the astronomer who discovered the planets, becomes Cheng Xin’s assistant and head of Halo.

Wallfacer Luo Ji has been named Swordholder: the person who holds sole responsibility for broadcasting the location of Trisolaris in the event of Trisolaran attack. Luo Ji therefore singlehandedly maintains deterrence, but he has become wildly unpopular—the public accuses him of mundicide because he caused a star and any of its orbiting planets to be destroyed to prove his dark forest theory. Cheng Xin is a popular candidate to replace Luo Ji as Swordholder. The public sees her as the savior-owner of a star to which humanity could potentially escape. Thomas Wade, who also hibernated, shoots Cheng Xin—planning to kill her to forward his own candidacy for Swordholder. AA realizes Wade’s treachery and saves Cheng Xin.

Part 2, Chapter 6 Summary: “Excerpt from A Past Outside of Time: The Ghost of the Wallfacers: The Swordholder”

The Dark Forest Deterrence depends on the reputation of the Swordholder: Only someone who seems capable of broadcasting Trisolaris’s location and also dooming Earth can warn off Trisolaran conquest. Luo Ji’s unpredictability and stoic personality make him the perfect candidate; these traits also make his fellow humans, both hawks and doves, despise him.

Part 2, Chapter 7 Summary: “Deterrence Era, Year 61: The Swordholder”

As Cheng Xin recovers, she familiarizes herself with modern art and film. She is shocked to learn that Trisolarans now contribute to human culture, as deterrence has encouraged collaboration between the two civilizations.

Part 2, Chapter 8 Summary: “Excerpt from A Past Outside of Time: Cultural Reflection”

In the Deterrence Era, Earth and Trisolaris share information. The Trisolarans instruct humanity in science, while humanity shares their art and culture. The Trisolarans hope that learning some of humanity’s creativity will eventually advance Trisolaran science. Human influence creates a large shift in Trisolaran authoritarian culture, which manifests in the way Trisolaran art represents humans.

Part 2, Chapter 9 Summary: “Deterrence Era, Year 61: The Swordholder”

AA tells Cheng Xin meet Sophon, an AI android created and controlled by the Trisolarans who is meant to help relations between the two worlds. Sophon, dressed in flowery clothes, elegantly welcomes Cheng Xin and AA into her home with the hours-long Way of Tea ceremony. As they speak, Sophon reflects on how fragile their worlds are and how all women must protect these delicate civilizations. Sophon endorses Cheng Xin as the next Swordholder.

The next day, six other Swordholder candidates, all men, ask Cheng Xin not to pursue the position because she will win if she does. They warn that the Swordholder must scare both Trisolaris and humanity; Cheng Xin’s public perception as an angel and her political inexperience make her a poor candidate.

A week later, when Cheng Xin goes to the UN to officially sign over the planets she owns, a woman gives Cheng Xin her baby to hold. As Cheng Xin cradles the child, she feels a maternal instinct to protect humanity. She announces her official candidacy for Swordholder.

Part 2, Chapter 10 Summary: “Deterrence Era, Year 62: Gravity, in the Vicinity of the Oort Cloud”

Gravity finally catches up with Blue Space after 50 years. While Gravity can see how much fuel and resources Blue Space has with the help of a Trisolaran sophon, Blue Space knows nothing of Gravity. Escorted by Trisolaran droplets, Gravity is a major threat to Blue Space. However, during the final year of the pursuit, the link between the two ships severs as Blue Space passes through a sophon-blind region.

Part 2, Chapter 11 Summary: “Excerpt from A Past Outside of Time: More Indirect Evidence for the Dark Forest: Sophon-Blind Regions Swordholder”

When sophons enter blind regions, they lose the ability to make contact and are lost forever. Trisolaris finds many blind spots close to their system and suspects that they are related to the dark forest theory. Trisolarans believe that intelligent beings have made these regions, since sophons pervade clearly uninhabited regions with no issue.

Part 2, Chapter 12 Summary: “Deterrence Era, Year 62: Gravity, in the Vicinity of the Oort Cloud”

Seeing the droplets and remembering their destructive capabilities during the Doomsday Battle, Blue Space recognizes the futility of their flight and surrenders to Gravity. As Blue Space begins decelerating in preparation for docking and the crew of Gravity wakes from hibernation to prepare for the capture, odd things begin to happen. One man sees a crew member from Blue Space on Gravity, while another man wakes to find the wall to his neighbor’s cabin gone and her legs seemingly cut off; the neighbor is fine the next day. Guan Yifan, a civilian scholar aboard Gravity, complains of intense claustrophobia. He tells the ship’s psychiatrist that he dreamed of a wide open space and now waking life feels too close together. As they talk, an alarm sounds—the droplets are attacking.

Part 2, Chapter 13 Summary: “Deterrence Era, Year 62: November 28, 4:00 P.M. to 4:17 P.M: Deterrence Center”

Six months after being elected Swordholder, Cheng Xin descends 45 kilometers below the surface to relieve Luo Ji and actually take command of the deterrence system. The Swordholder has control over a broadcasting system that uses strong and long-ranging gravitation waves, which could reveal the location of Trisolaris and Earth, dooming both worlds.

Part 2, Chapter 14 Summary: “Excerpt from A Past Outside of Time: The Choice of the Swordholder: Ten Minutes Between Existence and Annihilation”

Three antennas on Earth and the hull of Gravity possess the capability to send the gravitational wave transmission. The antennas on Earth are underground, but still vulnerable to Trisolaran droplet attack. Though Trisolaris promises that no droplets are left in the Solar System, humanity suspects Trisolaris of having hidden some. Therefore, given the droplets’ speed, the Swordholder will likely only get 10 minutes to flip the switch and activate the broadcast.

Part 2, Chapter 15 Summary: “Deterrence Era, Year 62: November 28, 4:00 P.M. to 4:17 P.M.: Deterrence Center”

Ten minutes before the official transfer of duties, Cheng Xin watches Luo Ji stare at the wall of the underground bunker. He holds the switch in his hand, stoically facing down the Trisolarans, watched at all times by sophons that relay his image to their home world. When the transfer of power takes place, no one thanks Luo Ji and he is arrested for mundicide. He leaves in silence.

Part 2, Chapter 16 Summary: “The Final Ten Minutes of the Deterrence Era, Year 62: November 28, 4:17:34 P.M. to 4:27:58 P.M.: Deterrence Center”

Moments after Cheng Xin becomes Swordholder, alarms blare. A screen in front of her announces that six Trisolaran droplets are heading at maximum speed toward Earth. As she watches the 10-minute countdown tick away, Cheng Xin decides that she cannot activate the switch and extinguish the history of humankind. She never truly believed this moment would happen; knowing this about her is why the Trisolarans attack. She throws the switch away as the droplets destroy all three Earth antennas.

Part 2, Chapter 17 Summary: “Post Deterrence Era, First Hour: A Lost World”

Cheng Xin goes to the surface. AA is there, confused about what seemed to be an earthquake. In the distance, a mushroom cloud rises from the droplet’s impact against the nearby underground antenna.

Part 2, Chapter 18 Summary: “Excerpt from A Past Outside of Time: Reflections on the Failure of Dark Forest Deterrence”

Deterrence failed for many reasons. First, all three antennas were positioned on Earth, making a Trisolaran attack on them quick and effective. If more ships possessed antennas like Gravity, they could have spread out and slowed down the Trisolarans, giving the Swordholder more time to make a decision. However, more ships like Gravity were not built because of the immense cost, and because of fears that the ships could flee, turn rogue, and broadcast Earth’s location.

Part 2, Chapter 19 Summary: “Post-Deterrence Era, First Hour: A Lost World”

In the crater created by the droplet, Cheng Xin and AA find Sophon, now dressed in military clothing and armed with a katana. Sophon explains that Trisolaris hoped for Cheng Xin’s election to Swordholder and planned to attack as soon as the handover was complete. Sophon assures them that droplets also destroyed Gravity, though Sophon has no proof of this because of the sophon blind spot. Sophon opines that while Cheng Xin was a weak Swordholder, Thomas Wade, with his ruthlessness and perseverance, would have been perfect for the role. Sophon tells them to prepare to move to Australia.

Part 2, Chapter 20 Summary: “Post-Deterrence Era, Day 60: A Lost World”

Thirty-eight days later, Earth observes a new Trisolaran fleet passing through an interstellar dust cloud. Earth at first believes that it will take hundreds of years for the Trisolarans to reach Earth, but data dashes such hopes. Unlike the First Trisolaran Fleet, these ships can achieve light-speed and will be at Earth soon, though they must take time to decelerate. The Trisolarans do not stop or start light-speed near Trisolaris or Earth, which humans interpret to mean that the acceleration and deceleration poses a planetary threat.

Part 2, Chapter 21 Summary: “Excerpt from A Past Outside of Time: Technology Explosion on Trisolaris”

Trisolaris’s technological jump to light-speed is due to one of two possibilities. The social changes human civilization brought might have encouraged them to shift away from their authoritarian society and value free thinking. Alternatively, one of their exploratory sophons could have discovered another, more technologically advanced world from which they learned.

Part 2, Chapter 22 Summary: “Post-Deterrence Era, Day 60: A Lost World”

The AI Sophon announces that the Second Trisolaran fleet will reach Earth in four years. In the meantime, humanity will have limited use of technology and will be forced to resettle in Australia and on Mars. Out of respect for Earth’s civilization, Trisolaris will not exterminate humanity, but rather take over the planet and then help humans colonize other parts of the Solar System.

When Sophon’s demands are not met, a droplet attacks cities in North America, Asia, and Europe, making the threat a reality. The Great Resettlement to Australia begins.

Part 2, Chapter 23 Summary: “Post-Deterrence Era, Year 2: Australia”

With billions coming to Australia, life is difficult and resources scarce. Political and social order soon deteriorates; refugees storm cities, only to be massacred by the Australian government. Soon, people abandon democracy for despotism. Cheng Xin and AA struggle to find a safety in the resettlement zone, where Cheng Xin is harassed until an Indigenous man named Elder Fraisse invites them into his house. Cheng Xin finds Thomas Wade, who warns her to leave.

Sophon gives humanity one year to resettle in Australia; all humans outside its borders will be hunted and killed. Sophon creates the Earth Security Force (ESF), a human brigade of the Trisolaran army. When Sophon’s deadline arrives a year later, the ESF murders people in faraway cities and bombs all sources of electricity in Australia. Cheng Xin wakes to these bombs and witnesses Sophon addressing the UN on TV. Sophon declares that the Great Resettlement is complete, that the Second Trisolaran Fleet will arrive in three months, and that humanity will now be defanged. Humans will no longer have access to electricity and will be forced to survive on limited food sources. Sophon acknowledges the difficulty of this, and suggests humans eat each other. This way, when the Trisolarans settle, only a small fraction of humanity will be left.

As the crowds around Cheng Xin descend into chaos, she is knocked down and suddenly goes blind. An ESF operative finds her and gives her a cellphone connected to Sophon. Sophon offers to save Cheng Xin, but Cheng Xin refuses, instead bargaining for AA and Fraisse’s lives. Cheng Xin is resigned to living out her fate in Australia as a consequence of her failure as Swordholder.

Part 2, Chapter 24 Summary: “The Final Ten Minutes of the Deterrence Era, Year 62: November 28, 4:17:34 P.M. to 4:27:58 P.M.: Gravity and Blue Space, Deep Space”

On Gravity, the droplet attack alarms suddenly cease. The captain of Gravity and his officers watch as the droplets miss both ships, go off course, and grow rusty. Suspecting a threat to the gravitation wave transmitter, the captain pushes the secret self-destruct button on his watch, but receives an error message. In a panic, he rushes to the gravitation wave transmitter command room to find marines from Blue Space everywhere.

Confused about what is happening, Gravity surrenders to Blue Space. The captain of Blue Space informs the crew of Gravity that another Trisolaran fleet is heading to Earth at the speed of light and that Earth’s deterrence system has been destroyed. The droplets that turned off course were going to destroy Gravity’s transmitter as well. After a crew-wide vote, a two-thirds majority agrees to activate the gravitational wave transmitter and reveal the location of Trisolaris (and the Solar System).

Part 2, Chapter 25 Summary: “Post-Deterrence Era, Year 2: The Morning After the Great Resettlement, Australia”

Cheng Xin listens in confusion as the calamity around her suddenly turns into cheering. A man tells Cheng Xin that everyone can return home. When she asks how this is possible, he tells her that Trisolaris received a broadcast from Gravity; now that the Solar System and Trisolaris are doomed, the Trisolarans are fleeing, their fleet altering course away from the Solar System.

Part 2, Chapter 26 Summary: “Post-Deterrence Era, Day 1-Day 5: Gravity and Blue Space, Deep Space Beyond the Oort Cloud”

Guan Yifan and others from Gravity learn from Blue Space scientists that the odd occurrences they’ve been experiencing are due to the ships passing through a giant four-dimensional fragment (the same kind of anomaly that allowed Helena to briefly believe she has magical powers during the Fall of Constantinople at the beginning of the novel). In this fragment, windows appear in which humans can enter four-dimensional space. When Guan Yifan explores four-dimensional space, he can see everything around him with a new depth, similar to the dream he had. In the fourth dimension, he can even touch the inside of objects, which explains how the crew of Blue Space attacked the droplets and boarded Gravity. Inside the four-dimensional fragment is a giant ring-shaped object; the scientists decide to send a team to explore it.

Guan Yifan and two others take a small ship on a risky trek through four-dimensional space to the ring-shaped object. They send the Rosetta System, a program containing instructions to learn human language, to the ring. The ring communicates back, explaining that it is a tomb and that the four-dimensional fragment is shrinking. It tells them that the “fish who dried the sea went onto land before they did this. They moved from one dark forest to another dark forest” (253). This cryptic explanation references another dark forest strike weapon, which can collapse an area into a lower dimension.

Blue Space and Gravity watch as the ring falls into three dimensional space, giving off a powerful burst of light and energy. Before continuing their journey, Blue Space and Gravity send a hibernation ark with some crew back to Earth to warn humanity of their discovery.

Part 2 Analysis

The structure of the novel balances standard narrative techniques with the expositional demands of science fiction. While chapters that push the plot forward tend to end on cliffhangers that introduce elements that haven’t yet been explained, interstitial chapters that purport to be excerpts from an in-world text called A Past Outside of Time convey details about Earth’s history and technology. This allows exposition to be given to readers without having characters unnaturally explain their world to one another. For example, in Part 2, Chapter 10, the spaceship Gravity loses access to data provided by the Trisolaran sophon, which interferes with its ability to capture the ship Blue Space. The next chapter then not only explains the way sophon blind spots work, but also introduces a science fictional element that will feature later in the plot: the idea that creating sophon blind spots is actually a type of weapon.

Death’s End explores the many ways humanity may approach Surviving Existential Threats. One aspect of exploring how extinction-level events is a relativistic approach to morality, which the novel argues could shift during times of extreme conflict. During the aftermath of the Doomsday Battle, the Bronze Age fled Earth on the assumption that Trisolarans would soon conquer the planet and annihilate humans. To increase the chance that any humans would survive, the crew of the Bronze Age immediately descended into totalitarian rule, attacked fellow ships to steal their resources, and even used the bodies of those they attacked as a food source. When the Bronze Age is recalled, its crew is condemned for their actions, which go against Earth-bound moral calculus. However, the crew argues that they were in a situation in which standard morality could no longer apply and even universal taboos like cannibalism had to be ignored: “[O]nly about five hundred people could be accommodated. Since more than one thousand people had to eat, if we didn’t introduce additional food sources, half of the population would have starved to death” (115). The novel asks readers to consider whether morality and ethics still apply in extremis, or whether survival trumps all other considerations. The depiction of the brutal tactics that survival demands also foreshadows humans’ descent into similar nightmarish conditions when they are herded into Australia and deprived of most resources.

The position of Swordholder is one way the novel considers the qualities necessary for effective leadership, and those needed to bear The Weight of Responsibility of destructive military capacity. We effectively can compare three Swordholders: Luo Ji, whose term is successful because he is seen as a monstrous figure who could potentially initiate the destruction of the Earth; Thomas Wade, whose ruthlessness and pragmatism are ideal for the position as well; and Cheng Xin, who is a popular choice but who cannot actually perform the function of Swordholder because she feels maternal love for humanity. Cheng Xin’s empathy—and her status as a savior who owns the planets that humans could flee to—would make her an inspiring political leader who could bring hope to her supporters: “You’re the woman who owns that faraway world! Like a ray of hope, you’ve brought the beauty of your time to us. As the only human being ever to possess an entire world, you will also save this world. All of us have faith in you” (125). However, being a mother figure to humanity fills her with a misplaced sense of duty; she pursues the Swordholder position without a full understanding of what it requires to be the bulwark to war with Trisolaris. This contrast is an analogy to mutually assured destruction strategies in the real world, in which the leaders of nuclear nations must balance public support and the appearance of being willing to use weapons of mass destruction. Cheng Xin’s brief and unsuccessful time as Swordholder instills in her a sense of duty and responsibility that continues to influence her decisions and actions.

As the conflict with Trisolaris oscillates between conciliatory and antagonistic, humans must reckon with their insignificance, recognizing how ill-equipped they are to face other civilizations and how indifferent the universe is to their plight. Not only is Trisolaris much more technologically advanced and prepared for an invasion, but the Dark Forest Deterrence makes clear that other civilizations are also equally cruel, pragmatic, and unwilling to aid one another. When Sophon and the droplets attack to make way for the second Trisolaran Fleet, The Fragility and Resilience of Humanity becomes glaringly apparent:

People finally understood that, to the droplets, the human world was as fragile as eggs under a poised rock. Cities and large-scale facilities were defenseless. If the Trisolarans wanted, they could lay waste to every city, until the surface of the Earth was one large ruin (194).

If cities, which represent the height of human achievement, can be razed like blades of grass, then human civilization has no meaningful defense. Nevertheless, as the Great Resettlement begins in Australia, characters like Elder Fraisse demonstrate that not everyone is willing to abandon their humanity even in crisis; rather than attacking Cheng Xin for her failure to stop the Trisolarans, he offers her shelter and protection. Meanwhile, other humans fight in resistance movements across the world, holding out hope in the face of seemingly inevitable destruction.

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